REGULATORY AND LEGAL REGIMENT OF COMPLIANCE IN THE CONTEXT OF A RISK-ORIENTED APPROACH

Abstract

In the context of the tightening of territorial legislation and the growing responsibility of businesses for violations, compliance has transformed from a tool for countering corruption into a strategic management function that ensures the transparency, sustainability, and reputational reliability of companies. The purpose of this study is to justify the need for a risk-based approach in structuring the compliance regulatory framework. The study analyzed legislative acts, studied the works of domestic scientists on the subject, and reflected the author's own point of view. The results show that ranking risks and matching them with specific regulations allows for the development of effective internal procedures and prompt response to changes in the regulatory environment. It has been identified that effective compliance risk management is impossible without dynamically updating the risk register, identifying threat factors, and implementing feedback mechanisms. The findings confirm that a risk-oriented approach enhances the legal stability of a business and contributes to its development in a multi-factorial external and internal uncertain environment.